Overview

THE COMPANY:

Our client is an international corporate and retail banking group with a global reach. They are seeking a Deputy Head of Compliance to join them and assist on their retail banking/digital banking product offering.Responsibilities

Have a good understanding of relevant legislation, the PRA and FCA HandbooksIdentifies the regulatory risks the bank faces, mitigating controls and make appropriate changes.Ensures that the Compliance RCSAs are complete and up to date.Tracks upstream regulatory changeHelp plan, prepare and execute the compliance monitoring programme.To oversee and carry out conduct risk controls, monitor the business for conduct risk issues and support conduct risk projects.To provide advice and trainingUpdate policies and procedures as appropriateConsumer Duty and TCF obligations.The production of the monthly MITo act as the point of contact for Data protection matters and support the DPOMonitor compliance with the UK GDPR and other applicable data protection legislationTo undertake breach investigation and reporting into data breachesDeliver Data Protection training to staff from time to time.Experience Required

Relevant experience within a Deputy or compliance manager role in the banking sector.Experience in a retail bank/challenger bank/retail online banking is a must for this roleKnowledge of current accounts/payments/consumer duty is also essentialStrong knowledge of regulatory compliance rather than financial crimePeople management experience – previous experience in managing a small teamStrong communication skills, with the ability to engage effectively with stakeholders at all levels.Experience with compliance monitoring, risk assessments, regulatory reporting, or governance frameworks.Full understanding of the FCA HandbookFor further information please contact Natalie Eshelby

#J-18808-Ljbffr