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Permanent

Compliance Surveillance Analyst

Selby
money-bag 40000.00-40000.00 Annual
2924273744
Posted 3 weeks ago

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm''s regulatory obligations to monitor trading activities against market abuse.Client DetailsOur client are a leading energy trading company based in North YorkshireDescriptionThe Compliance Surveillance Analyst who will be based in North Yorkshire will be responsible for: Identify and lead changes to the surveillance process, automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework Support the Wholesale Compliance team to deliver physical and financial regulatory compliance across the group Perform all associated BAU activities with wholesale energy market (REMIT, licences, industry codes) and financial market (EMIR, MAR, MiFID II, FSMA/RAO) regulations Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management Conduct independent monitoring, reviews and investigations into compliance matters as required Support 2LOD assurance activities across business functions, implementing and supporting mitigation strategies whilst providing support on 1LOD and 3LOD activities. ProfileThe Compliance Surveillance Analyst should have the following skills: A strong academic record in a numerical / business discipline (demonstrated across at least secondary ..... full job details .....

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