img
Permanent

Head Of Compliance

Birmingham
money-bag 10000-500000 Annual
3140047852
Posted 5 days ago

Head of Compliance Wealth Management Financial Services Hybrid Hybrid Working Competitive Salary + BenefitsA well-established, market-leading Wealth Management firm is looking for an experienced Compliance professional to step into the role of Head of Compliance and lead its compliance function.This is an outstanding opportunity for an experienced Compliance Manager, Senior Compliance Manager or Deputy Head of Compliance looking to progress into a Head of Compliance position within a growing, adviser-focused business.The RoleAs Head of Compliance, you will play a pivotal role in shaping the firm''s compliance strategy while working closely with senior leadership to support the continued growth of the business.Key responsibilities include:Leading and developing the firm''s compliance framework.Providing regulatory advice and guidance across the business.Overseeing Consumer Duty, SMCR, Training and Competence (TandC) and FCA regulatory requirements.Sitting on the Investment Committee, providing regulatory guidance and challenge.Delivering compliance and regulatory training to Financial Advisers and Paraplanners.Leading compliance monitoring, regulatory reporting and policy development.Building strong relationships with senior leadership, advisers and the FCA.Supporting the business with pragmatic, commercial compliance solutions.About YouYou''ll ideally have:Previous experience in a senior compliance role within Wealth Management, Financial Planning or Financial ..... full job details .....

Other jobs of interest...

Bis Henderson
CannockToday
money-bag70000.00-70000.00 Annual
Merritt Recruitment
BirminghamToday
money-bag10000-500000 Annual
Platinum Wave Ltd
BirminghamToday
money-bag70000.00-70000.00 Annual
Robert Walters
BirminghamToday
money-bag100000.00-100000.00 Annual
Rise Technical Recruitment
BirminghamYesterday
money-bag£80000 - £120000/annum car, bonus, pension, healthcare
Mitchell Maguire
BirminghamYesterday
money-bag90000.00-90000.00 Annual
Ecruit
WolverhamptonYesterday
money-bag10000-500000 Annual
Sandwell Council
Oldbury
money-bag80000.00-80000.00 Annual
The Extracare Charitable Trust t/a Extracare Ltd
Coventry3 days ago
money-bag£95,000
University College Birmingham
Birmingham3 days ago
money-bag£55,000
Wythall Animal Sanctuary
Solihull3 days ago
money-bag10000-500000 Annual

Perform a fresh search...

  • Create your ideal job search criteria by
    completing our quick and simple form and
    receive daily job alerts tailored to you!

Jobs. Straight to your inbox!