Overview

Specialist Compliance, Legal and Risk Search Partner for an international investment manager. The role provides oversight of the surveillance program and reporting requirements. Location: London Area, United Kingdom.Responsibilities

Oversee the surveillance program and related reporting requirements.Collaborate with regulators as needed and respond to inquiries.Qualifications

8+ years of industry experience across surveillance and large shareholder reportingGood understanding of global markets product range (Algo/Etrading experience highly desirable)Experience engaging with regulators and dealing with inquiriesStrong Excel and/or Tableau skills would be useful but not essentialSeniority level

Mid-Senior levelEmployment type

Full-timeJob function

FinanceIndustries

Investment Management and Financial ServicesWe’re refining the job description to remove boilerplate and unrelated postings while preserving the essential information about responsibilities, qualifications, and role requirements.

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