OverviewSenior Regulatory Governance and Pension Oversight Specialist

Location:

Manchester (Hybrid - 3 days a week)

Type:

Contract - Dayrate

A leading investment management firm is seeking an experienced

Senior Specialist

to join their

Regulatory Governance and Pension Oversight team . This is an exciting opportunity to take ownership of internal control frameworks, lead cross-functional initiatives, and act as a subject matter expert across regulatory and pension-related governance.

Responsibilities

Lead the development, implementation, and enhancement of internal control frameworks across regulatory and pension functions.

Act as a key point of contact for pension oversight and governance-related matters, offering subject matter expertise across the business.

Design and implement efficient, data-led control and governance tools to enhance oversight capabilities.

Collaborate with internal stakeholders and outsourced partners to drive automation, efficiency, and robust operational controls.

Maintain strong working knowledge of FCA, HMRC, and TPR regulations related to pensions and tax wrappers.

Lead risk event assessments, manage breach reporting, and ensure governance activities are documented to a high standard.

Provide insight, support, and training to internal teams and represent the function at internal and external forums.

Qualifications

SIPP and Pensions knowledge is a must

Minimum 5 years’ experience within financial services, ideally in asset management or within a retail investment platform environment.

Solid understanding of UK pensions regulation, retail platform operations, and governance frameworks.

Previous exposure to internal controls, risk management, or audit functions.

Demonstrable experience of managing complex operational or governance-based projects.

Strong communication and stakeholder management skills.

Highly proficient with Microsoft Office; data analysis and reporting experience a plus.

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