Risk and Compliance Assistant
Risk and Compliance Assistant An established professional services organisation is seeking a Risk and Compliance Assistant to join its growing law firm. This is a varied role suited to a proactive individual who enjoys working across compliance, regulatory administration, and operational risk processes, supporting colleagues across the business. The successful candidate will be an organised all-rounder, comfortable managing multiple compliance activities and engaging with stakeholders at different levels. Permanent Monday to Friday 40hrs per week Buckinghamshire Duties of the Risk and Compliance Assistant Managing client onboarding and due diligence processes, including ID verification and documentation review. Supporting AML monitoring, sanctions and PEP screening, and escalation of relevant findings. Assisting with source of funds and source of wealth reviews, maintaining accurate compliance records. Administering identity verification systems and supporting colleagues with related queries. Accreditation and Audits. Supporting the investigation and handling of complaints and regulatory correspondence. Assisting with regulatory audits and accreditation processes, ensuring documentation is prepared and maintained. Updating internal policies, procedures, and compliance registers. Managing and responding to risk and compliance queries received via shared inboxes. Ensuring updated Sanctions lists are forwarded as and when received. Dealing with complaints. Monitoring ..... full job details .....
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