Assistant Manager

We are currently seeking an Assistant Manager (Portfolio Supervision) for our Douglas-based Client, a leader in fiduciary services, fund administration, and management and investment advice compliance. The primary responsibilities of the Assistant Manager will be to assist senior staff in the Portfolio Supervision Division by undertaking a range of activities including processing DNFBP applications and assessing individuals proposed for Controlled Functions and Specified Persons. Other duties will include: Provide assistance in identifying and preparing published guidance recommendations across all areas of regulated activity.To assist in maintaining the Division''s procedural framework and collaborate with other Supervisory Divisions where appropriate Undertake the role of Risk Champion for the Portfolio Division in line with the Enterprise Risk Methodology, Policy and framework Conduct fitness and propriety assessments on applicants and those seeking to hold Controlled Functions Assist in undertaking effective and efficient processing of licence applications, against licensing policies, including preparing recommendation papers for licensing meetings Participate in meetings with potential new applicants to the organisation / regulated entities wishing to extend permissions / individuals seeking to hold Controlled Functions, and ensure that the contents of meetings are accurately recorded and, where necessary, resulting action points are followed-up on Provide assistance ..... full job details .....
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