Trade Surveillance Analyst
Job DescriptionDue to continued business growth, we are now hiring for an experienced Trade Surveillance Analyst to support the Market Surveillance Team Manager with all matters of preventing, detecting and escalating concerns of market abuse. Your work will directly safeguard our clients, uphold regulatory standards, and strengthen trust in financial markets. This position can be based in either our Manchester or London office.Key Accountabilities and Responsibilities: Act as a subject matter expertUndertake daily trade surveillance and investigate alerts to identify potential market abuse.Accurately document findings and outcomes of investigationsReview internal referrals received from the business in relation to potential market abuseDraft and submit STOR''s to the regulator such as the FCA as agreed by the financial crime risk manager.Draft and submit SARs to the NCARespond to requests for information from the regulatorMake recommendations for enhancements to existing processes for identifying market abuse risk in line with regulatory change and requirementsAssist in drafting and updating appropriate policies and procedures in relation to market abuseProduce related MISupport the development and delivery of training to the wider business as and when requiredAssist the financial crime manager with ongoing improvementsCapabilities, Knowledge, Skills and Experience Required: Previous experience working in Market Abuse Surveillance is essentialA good understanding of ..... full job details .....
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!