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Permanent

Compliance Monitoring and Assurance Manager

Glasgow
money-bag 53000.00-53000.00 Annual
3070425855
Posted 2 days ago

Compliance Monitoring and Assurance ManagerLocation: Glasgow or Milton KeynesJob DescriptionCity Elite are delighted to be working in partnership with a leading UK retail and commercial banking group.This is a fantastic opportunity to dive straight into Conduct and Compliance risk management framework. You''ll use your expertise in assessing and reporting on Conduct and Compliance risk management, behaviours and attitudes to help deliver the Compliance Monitoring and Assurance strategy across the UK. You''ll lead and report on risk-based assurance reviews that identify risk and control themes, potential customer harms and associated root causes. You''ll drive the corrective action required to mitigate the root cause of customer harms and enhance associated first line control frameworks. If you have experience in a similar role combined with an inquisitive mindset, this could be the perfect opportunity to develop your career at the heart of the action.The difference you''ll make: Leading the planning and execution of compliance monitoring to assess the effectiveness of the bank''s systems and controls to deliver good customer outcomes and manage non-financial conduct and regulatory risks.Managing review teams, ensuring full accountability for scoping, testing, and reporting, considering FCA and other consumer-focused regulatory requirements.Recommending and overseeing the execution of appropriate and timely actions to enhance control frameworks and improve customer ..... full job details .....

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