Head Of Performance and Compliance

Head of Compliance Monitoring, Global Compliance
Pay CompetitiveEmployment type Full-TimeHead of Compliance Monitoring, Global Compliance – LondonFitch Ratings Global Compliance Group is currently seeking a Head of Compliance Monitoring based out of our London office.The Head of Compliance Monitoring is responsible for managing Fitch Ratings’ compliance monitoring program. Compliance monitoring is conducted globally across Fitch to assess adherence to policies, procedures, and credit rating agency regulations. The position will report to the Head of Compliance - Global Teams who is based in London.Design the annual compliance testing plan to ensure comprehensive coverage of compliance requirements.Allocate and supervise compliance testing activities and manage the team’s performance and personal development.Ensure compliance testing reports are well-written, informative, and impactful.Maintain and enhance compliance testing procedures and templates.Develop compliance testing data, KRIs, KPIs and prepare monthly reporting for senior management and quarterly reporting for the board.Liaise with regulators and compose ongoing filings and written responses to ad hoc requests.Co-produce the annual compliance risk assessment.Participate in global compliance workplan projects.Promote understanding across Fitch of key compliance requirements.Bachelor’s degree.Proven track record of leading compliance testing and monitoring activities in a regulated financial institution or credit rating agency.Previous experience managing a team and supporting employee development.Solid understanding of risk management frameworks, risks and controls, and the three lines of defence model.Background in continuous monitoring and a history of embracing new technology.Experience with Governance, Risk Management and Compliance (GRC) software. Our global network of colleagues comes together to accomplish things greater than they ever could alone.Every team member is essential to our business and each perspective is critical to our success. We are building incredible things at Fitch and we invite you to join us on our journey.Fitch Group is a global leader in financial information services with operations in more than 30 countries. Wholly owned by the Hearst Corporation, we are comprised of three main businesses: For more information please visit our websites:|
|If you, or your immediate family, have any holdings that may conflict with your work responsibilities, you may be asked to divest yourself of them before beginning work.We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.#li-hybrid#
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