Job Opportunities in London

Quick Registration: First Name *, Last Name *, e-mail *, Phone *, Sector LocationOur client is a prominent firm in the financial sector based in London.Available Positions:

Client Onboarding KYC Associate : 5 days a week in LondonAdministration Assistant – Financial ServicesAdditional details:Date: 18 Aug 2023Sector: FINANCIAL MARKETSType: PermanentLocation: LondonSalary: £70,000 - 75,000 per annumEmail: duncan@taylorjamesresourcing.comRef: db3485We are seeking candidates with experience in Transaction/Trade Reporting, including:Take Over and Mergers ReportingMiFID Transaction ReportingShareholder ReportingIssuer Holding RequestsShort Selling ReportingKnowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency DirectiveThe role involves implementing transaction reporting procedures in the London office, overseeing back-office controls, ensuring regulatory compliance, maintaining exchange memberships, and updating product information.Key responsibilities:Liaising with broking desks on IT, Compliance, and Client mattersUnderstanding broker commissionsEnsuring back-office coverage and trade reporting accuracySupervising error handling and escalation processesOverseeing trade submissions and reconciliationCoordinating team training sessionsMaintaining exchange memberships and updating product systemsEnsuring compliance with post-Brexit regulationsAdditional duties include preparing reports for desk meetings, updating promotional policies in line with compliance, liaising with Credit Control, and resolving payment issues.

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