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Permanent

Vice President, Audit Project Leader - Investments

London
money-bag Negotiable
35E46237CE42104769D8D745F6941FEF
Posted Yesterday

Overview

Vice President, Audit Project Leader - Investments role at BNY. Location: London – Hybrid (4 days in the office). The Internal Audit team is seeking a future team member to join as the Vice President, Audit Project Leader - Investments.In this role, you’ll make an impact by leading investment-focused internal audits, developing risk-based audit plans, and collaborating with stakeholders to drive meaningful change.Responsibilities

Lead comprehensive audits of Investment Management activities, ensuring processes align with the organisation’s policies, internal audit methodologies, and industry standards.Develop and execute risk-focused audit plans, carry out detailed fieldwork, and prepare clear reports that identify critical risks, exposures, and improvement opportunities.Engage proactively with stakeholders, building strong relationships to facilitate open communication and drive meaningful change across the business.Oversee and review testing procedures and deliverables, confirming that work assesses adherence to company policies, audit frameworks, and relevant regulations.Demonstrate deep understanding of business operations through flowcharting, thorough work papers, insightful analysis, and clear communication with management and auditees.Identify and articulate control gaps, regulatory deficiencies, and best-practice deviations, explaining audit approaches and findings to clients clearly and professionally.Apply advanced analytical and problem-solving skills, leading teams in resolving complex issues and driving innovative solutions to enhance business effectiveness and regulatory compliance.Qualifications

Experienced Auditor with an Investment Management background; second line experience will also be considered.Strong background in risk-based audit planning, execution, reporting, and issue follow-up, consistent with professional standards (IIA).Comprehensive understanding of investment management, including equity, fixed income, derivatives, and alternative products, and end-to-end processes such as trade execution, settlement, valuation, and performance measurement.Advanced knowledge of investment risk management across market, credit, liquidity, concentration, operational, and model risks, including VaR, stress testing, and performance attribution.Familiarity with regulatory and compliance frameworks (SEC, FCA, MiFID II, AIFMD, UCITS) and key requirements such as market abuse regulations, best execution, anti-money laundering, and sanctions.Strong analytical and data handling skills, with proficiency in data analytics tools and exposure to investment and risk management systems.Demonstrated ability to lead and manage teams, mentor staff, review audit workpapers, and deliver high-quality results.Strong communication and influencing skills—comfortable engaging with internal and external stakeholders at senior levels, both in writing and verbally.Strong planning, coordination, organization, and presentation abilities.A degree or equivalent professional experience is ideal; recognized postgraduate qualifications (such as CIA, CMIIA, ACA, ACCA, or CAMS) are advantageous but not required.Awards

America’s Most Innovative Companies, Fortune, 2025World’s Most Admired Companies, Fortune 2025“Most Just Companies”, Just Capital and CNBC, 2025Benefits and Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and a pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster personal resilience, and reach your financial goals as a valued member of our team, with generous paid leaves including paid volunteer time.BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.For further information, and to apply, please visit our website via the “Apply” button below.Seniority level

Mid-Senior levelEmployment type

Full-timeJob function

Accounting/Auditing and FinanceIndustries: AccountingReferrals increase your chances of interviewing at ACCA Careers by 2xGet notified about new Vice President Audit jobs in London, England, United Kingdom.

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