Compliance Associate (Wealth Management Firm) Birmingham Salary up to 35,000 Candidates applying should come from an IFA Background You will; need to have obtained, or be working towards CII / CISI Level 4 Our client offers a boutique Wealth Management proposition service and provide bespoke financial solutions to High-Net-Worth individuals and businesses. A rare and exciting opportunity is now available for a highly professional and experienced Compliance Technician to join a growing and dynamic business. This is a fantastic opportunity to join a prestigious firm with the offer of a competitive salary and excellent career opportunities. Responsibilities " Management of regulatory risk across authorised firms " To establish and maintain a constructive and open dialogue with the FCA and any other appropriate authorities and to ensure that any regulatory reports or enquiries are handled appropriately and promptly. " Design and implementation of suitable compliance arrangements in accordance with FCA regulations " Oversee the review and development of existing products and services. " Engage with business departments, using a degree of pragmatic collaboration to find compliant solutions to business problems. " Where necessary, overseeing remedial action as a consequence of regulatory risk " Overseeing regular auditing to ensure compliance with FCA regulations " Ensuring findings from client file reviews are recorded as part of the business''s management information and ..... full job details .....