Overview

Oxbow Resourcing

– Risk and Compliance Recruitment Specialist. International Compliance Association (ICA) Partner and REC Corporate Member.Role:

Head of ComplianceBusiness:

IFA BusinessLocation:

Hybrid Working | Head office-Cheltenham, Gloucestershire; Regional offices based across the UKSalary:

CompetitiveAre you ready to step into a leadership role where you can truly shape the future of compliance in a growing, values-led firm?This is more than a compliance job; it’s your opportunity to lead with purpose, drive meaningful change, and make your mark in a business that values integrity, independence, and long-term client impact.As Head of Compliance, you’ll be at the heart of a high-performing financial planning firm known for doing things the right way. You’ll work closely with the Chief Risk Officer and senior leadership to set the tone for compliance across the business, bringing your expertise, voice, and ambition to the table.Whether you’re an experienced compliance leader or a strong second-in-command ready to step up, this is your chance to lead, influence and grow in a role that combines strategic impact with real development opportunities.What You’ll Be Doing

Lead and develop the Compliance team, setting a high standard and building capability.Own and enhance the Compliance Monitoring Programme, keeping risk visible and well-managed.Be the go-to contact for the FCA, managing regulatory returns and interactions.Keep policies sharp and relevant – and make sure they’re embedded, not just filed.Deliver engaging training that builds a culture of accountability and compliance.Oversee adviser onboarding, file reviews, complaints, and Consumer Duty obligations.Support change, MandA activity and strategic projects with compliance insight.Provide senior leaders with the right data and advice to make informed decisions.You don’t have to have "Head of" on your CV already but you do need to bring:A solid track record in compliance within financial planning.A strong understanding of FCA rules and expectations.Confidence handling regulatory engagement and advising senior stakeholders.Leadership skills – whether proven or emerging – and the ability to inspire others.A proactive mindset, great communication, and the drive to keep improving.What’s in It for You?

This firm is built on the belief that when its people thrive, so do its clients. You’ll be joining a culture that encourages development, rewards initiative, and supports work–life balance.Competitive salary (based on your experience and qualifications)8% non-contributory pensionPrivate Medical InsuranceIncome Protection, Critical Illness and Life CoverGenerous holiday allowance (which grows with you)Hybrid and flexible working optionsParking allowance for those commuting more than 1.5 milesA culture that genuinely values wellbeing, learning and growthIf you’re ready to take the next step in your compliance career in a firm that will support, challenge, and develop you this is your opportunity.Apply now and lead the way in building a compliant, ethical, and high-performing future.Please note this is an urgent hire; therefore interviews will commence ASAP for suitable candidates.

#J-18808-Ljbffr