Regulatory and Compliance Executive - Leading City Law Firm
This is a broad role supporting regulatory analysis, policy development, risk and compliance monitoring, and the client/matter onboarding process. It is a fast-paced, hands-on role ideal for someone with strong analytical skills and commercial awareness. Client Details Leading City Law Firm. Description Key responsibilities include: Support both Risk and Compliance teams across regulatory, policy, onboarding and wider compliance projects.Conduct regulatory research, draft and maintain PCPs, and provide clear guidance while escalating queries appropriately.Assist with training and awareness initiatives and act as a knowledgeable point of contact on compliance requirements.Carry out CDD, EDD and onboarding risk assessments, and help manage the shared inbox within a collaborative, risk-based framework.Build strong relationships with internal stakeholders and external parties, and contribute to ad hoc compliance projects and firm-wide initiatives.Provide administrative and operational support. Profile The successful candidate would have: Experience handling regulatory or compliance queries in a law firm or professional services setting.Ambitious, proactive and analytical, with a desire to build deeper expertise and take on increasingly complex compliance work.Commercially aware and pragmatic, able to balance regulatory obligations with practical and client-focused considerations.Excellent communication skills, strong attention to detail, and a collaborative, team-oriented ..... full job details .....
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