Job Description
My client is recruiting for an experienced Compliance Manager to join their team in Bury St. Edmunds, Suffolk. This is an opportunity to take responsibility for regulatory compliance, risk management and training within an established legal practice. Working closely with the Partners and senior management team, you will help ensure the firm meets its regulatory obligations while promoting a strong culture of compliance and professional development. The Role • Reviewing, developing and maintaining the firm''s compliance policies, procedures and controls. • Overseeing compliance relating to GDPR, Anti-Money Laundering, sanctions, lender panel requirements and SRA regulations. • Providing guidance and support to colleagues on compliance matters and regulatory queries. • Conducting routine and ad hoc file reviews to ensure compliance with internal procedures and external regulations. • Investigating potential compliance breaches and recommending measures to minimise risk and prevent recurrence. • Monitoring changes in legislation, regulation and best practice, ensuring policies and procedures remain up to date. • Undertaking risk assessments covering money laundering, sanctions, bribery, corruption and operational risks. • Preparing compliance reports and updates for the Partners and senior management team. • Supporting lender panel management and wider regulatory compliance activities. • Developing and maintaining the firm''s compliance and training programmes, including ..... full job details .....